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'commodity brokerage' News by Yahoo on 3-October-2007.


Yahoo! News Search Results for commodity brokerage
Updated : Wed, 03 Oct 2007 13:07:48 GMT

U.S. Commodity Futures Trading Commission continues aggressive enforcement program (Investment Executive)
The U.S. Commodity Futures Trading Commission reports that it won record enforcement awards in its fiscal 2007.
Publ.Date : Tue, 02 Oct 2007 19:20:41 GMT

U.S. Commodity Futures Trading Commission Continues its Aggressive Enforcement Program and Achieved Record Judgments ... (CFTC.gov)
Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today the enforcement results for its fiscal year 2007, which ended on September 30, 2007. During the year, the CFTC’s Division of Enforcement was awarded a record total of more than $540 million in civil monetary penalties, restitution, and disgorgement from respondents and defendants in actions involving fraud, ...
Publ.Date : Tue, 02 Oct 2007 15:21:09 GMT

Tokyo tilts higher; regional indexes fall from peaks (Market Watch)
HONG KONG (MarketWatch) -- Asian stocks put in a mixed performance Wednesday, with markets across the region setting new intraday records before tumbling into the red, while Tokyo's Nikkei 225 tilted higher as brokerage stocks such as Nomura Holdings offset weakness among automotive shares such as Toyota Motor Corp.
Publ.Date : Wed, 03 Oct 2007 01:54:57 GMT

ASIA MARKETS: Asian Markets Little Changed In Early Trade (Nasdaq)
HONG KONG (Dow Jones) -- Asian stocks were mixed in early trading Wednesday, with Tokyo's Nikkei Average trading flat as gains in brokerage stocks such as Nomura Holdings offset a weaker start by Toyota Motor Corp., while Australia's S&P/ASX 200 nudged higher on gains in Macquarie Bank and other financial stocks.
Publ.Date : Wed, 03 Oct 2007 02:40:49 GMT

ICE Reports Record Volume and Comissions for September and Third Quarter 2007 (Grainnet.com)
Atlanta, GA-- IntercontinentalExchange (NYSE: ICE), the leading electronic energy marketplace and soft commodity exchange, reported on Oct. 2 solid volume growth in all business segments and record growth in its energy businesses for the month of September 2007.
Publ.Date : Tue, 02 Oct 2007 16:17:22 GMT

ICE Reports Record Volume and Commissions for September and Third Quarter (PR Newswire via Yahoo! Finance)
IntercontinentalExchange , the leading electronic energy marketplace and soft commodity exchange, today reported solid volume growth in all business segments and record growth in its energy businesses for the month of September 2007.
Publ.Date : Tue, 02 Oct 2007 12:00:00 GMT

Stocks: Still stuck in the red (CNN Money)
Major gauges continued to tread in negative territory Tuesday after soaring to record highs just a day earlier amid more woes from the housing sector and some dealmaking on Wall Street.
Publ.Date : Tue, 02 Oct 2007 15:55:28 GMT

Dollar May Extend Rally Versus Euro Before Report on Hiring (Bloomberg.com)
Oct. 3 (Bloomberg) -- The dollar may extend the biggest two-day rally against the euro since mid-August before reports forecast by economists to show hiring by U.S. companies accelerated and services industries expanded.
Publ.Date : Wed, 03 Oct 2007 00:49:39 GMT

The BullMarket.com Market Wrap: October 2nd, 2007 (Indie Research via Yahoo! Finance)
Stocks were mixed a day after the Dow Jones Industrial Average closed at a record high as investors absorbed poor housing news and weak September sales by U.S. automakers.
Publ.Date : Tue, 02 Oct 2007 21:12:00 GMT

Banking and Financial (Mondaq)
The FRB and the SEC approved Regulation R ("Final Regulation R") implementing the bank broker push out provisions under Title II of the Gramm-Leach-Bliley Act of 1999 ("GLBA"). A bank or thrift (collectively, a "bank") must start complying with Regulation R on the first day of the bank’s fiscal year starting after September 30, 2008, which for many banks will be January 1, 2009.
Publ.Date : Wed, 03 Oct 2007 12:30:15 GMT

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